-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N6bzq0t2XiCtsdYGIKnXA481Q6wN2p5dEO7uKNDRTFskINy8ROSsiziGaCTJj4aU 0Z9JVBLv5kNvOGFLo/9/6A== 0000889812-97-000442.txt : 19970222 0000889812-97-000442.hdr.sgml : 19970222 ACCESSION NUMBER: 0000889812-97-000442 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SEQUA CORP /DE/ CENTRAL INDEX KEY: 0000095301 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 131885030 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-09976 FILM NUMBER: 97533673 BUSINESS ADDRESS: STREET 1: 200 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2129865500 FORMER COMPANY: FORMER CONFORMED NAME: SUN CHEMICAL CORP DATE OF NAME CHANGE: 19870521 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL PRINTING INK CORP DATE OF NAME CHANGE: 19710510 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROSENKRANZ GERTRUDE CENTRAL INDEX KEY: 0001022968 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O SEQUA CORP STREET 2: 200 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2129865500 MAIL ADDRESS: STREET 1: C/O SEQUA CORP STREET 2: 200 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10166 SC 13D/A 1 AMENDMENT NO. 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) SEQUA CORPORATION ------------------------------------------------------------------- (Name of Issuer) Class B Common Stock, no par value ------------------------------------------------------------------- (Title of Class of Securities) 81732 020 ------------------------------------------------------------------- (CUSIP Number) Mrs. Gertrude Rosenkranz c/o Sequa Corporation 200 Park Avenue, New York, NY 10166 ------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 6, 1997 ------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is subject of this Schedule 13D, and is filing this statement because of Rule 13d-1(b)(3) or (4), check the following box: / / Check the following box if a fee is being paid with the statement: / / CUSIP No. 81732 020 SCHEDULE 13D 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Gertrude Rosenkranz SSN ###-##-#### 2. Check the Appropriate Box if a Member of a Group (a) / / (b) /x/ 3. SEC Use Only 4. Source of Funds N/A 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) / / 6. Citizenship or Place of Organization U.S. 7. Sole Voting Power 0 Number of Shares 8. Shared Voting Power Beneficially 139,524 Owned by Each 9. Sole Dispositive Power Reporting Person 0 With 10. Shared Dispositive Power 139,524 11. Aggregate Amount Beneficially Owned by Each Reporting Person 139,524 12. Check Box if the Aggregate Amount in Row 11 Excludes Certain Shares / / 13. Percent of Class Represented by Amount in Row 11 4.19% 14. Type of Reporting Person IN Gertrude Rosenkranz hereby amends and supplements the Schedule 13D originally filed with the Securities and Exchange Commission on September 13, 1996 (the "Schedule") as follows. This Schedule relates to the Class B Common Stock, no par value per share (the "Shares") of Sequa Corporation, a Delaware corporation. Item 5. Interest in Securities of the Issuer. Item 5(a) of the Schedule is hereby amended by deleting the existing text and inserting the following text in its stead: Ms. Rosenkranz beneficially owns (as defined by Rule 13d-3 under the Securities Exchange Act of 1934, as amended) 139,524 Shares, or 4.19% of the Shares outstanding as of February 6, 1997. Item 5(b) of the Schedule is hereby amended by deleting the 1st full sentence thereof and inserting the following language in its stead: Ms. Rosenkranz has shared voting and dispositive power over 150 Shares that she owns directly and jointly with her husband, Mr. Bernard Rosenkranz, and has shared voting and dispositive power over an aggregate of 139,374 Shares held by the September Trust and the March Trust (as defined below). Item 5(c) of the Schedule is hereby amended and supplemented by inserting the following text as the second full paragraph thereof: Pursuant to the terms of the September Trust and the March Trust, on February 6, 1997 32,748 Shares were released from the September Trust and 78,494 Shares were released from the March Trust. All of such Shares were transferred to Mr. Norman E. Alexander. Item 5(e) of the Schedule is hereby amended by deleting the existing text and inserting the following text in its stead: As a result of the transfers described in Item 5(c) above, Ms. Rosenkranz ceased to be the beneficial owner of more than five percent of the Shares on February 6, 1997. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ Gertrude Rosenkranz Gertrude Rosenkranz Date: February 14, 1997 -----END PRIVACY-ENHANCED MESSAGE-----